PNA Sunshine Week Presentation

Earlier today, I took part in a Sunshine Week panel discussion hosted by the Pennsylvania NewsMedia Association (PNA).

The panel also included Melissa Melewsky, Media Law Counsel for PNA, Scott Coburn, General Counsel for the Pennsylvania State Association of Township Supervisors, and Terry Mutchler, my predecessor as Executive Director of the Office of Open Records and now an attorney at Pepper Hamilton.

It was an excellent discussion, and PCN was on hand to record it for future broadcast.

Here’s the presentation I used at the event:

PNA – Sunshine Week (PDF)
PNA – Sunshine Week (PPTX)

Highlights from the OOR’s 2015 Annual Report

Today is the first day of Sunshine Week, and the Office of Open Records has traditionally released its Annual Report during Sunshine Week.

The OOR’s Annual Report for 2015 is available here. (Previous reports can be downloaded here.)

Some highlights from 2015 include:

  • 2,926 appeals filed last year, a record total.
  • 1,794 appeals involving local agencies vs. 1,132 involving state agencies.
  • For the first time, the Annual Report provides a county-by-county looks at local agency appeals.
  • 5 of the top appellate court decisions involving the RTKL.
  • 10 examples of records accessed via the RTKL.
  • 54 training sessions conducted across the state for about 1,500 people.
  • A look at what the OOR might face in the future.

Sunshine Week is a national initiative to promote a dialogue about the importance of open government and freedom of information. As part of Sunshine Week, I’ll be analyzing some of the data in the OOR Annual Report, along with some data that didn’t make the final report — and more — right here on our blog and also on our Twitter feeds:

House Appropriations Committee Testimony

Earlier this afternoon, I testified in front of the House Appropriations Committee regarding the Office of Open Records’ budget request for Fiscal Year 2015-16. Here’s the full text of my opening comments.

House Appropriations Committee
The Honorable William F. Adolph, Jr., Chair
February 22, 2016

Testimony of Erik Arneson
Executive Director, Office of Open Records
www.openrecords.pa.gov

Thank you, Chairman Adolph, Chairman Markosek, and members of the House Appropriations Committee. Good afternoon. It’s an honor to appear before this committee as Executive Director of the Office of Open Records. Chairman Adolph, on a personal note, I’m particularly pleased to have an opportunity to appear in front of you.

I have just a few comments, and then I’ll be very happy to answer any questions.

As I sit before you today, the Office of Open Records has decided nearly 14,000 appeals under the Right-to-Know Law. Last year, the OOR received a record number of appeals – 2,926. We have 10 attorneys who handle appeals. Do the math, and that’s an incredible caseload – nearly 300 appeals per attorney last year. And the OOR only has 30 days to decide each appeal, unless the requester grants us more time.

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Sunshine Week Panel – March 15 in Harrisburg

On Tuesday, March 15, I’m taking part in a Sunshine Week panel organized by the Pennsylvania NewsMedia Association to discuss “the state of open government in Pennsylvania.”

The event starts at 11:30 a.m. and ends at 1 p.m. at the Widener University Commonwealth Law School, 3800 Vartan Way, Harrisburg, PA.

The panel also features Scott Coburn, General Counsel for the Pennsylvania State Association of Township Supervisors, Melissa Melewsky, Media Law Counsel for PNA, and Terry Mutchler, an attorney with Pepper Hamilton and the former Executive Director of the Office of Open Records. Our moderator will be Teri Henning, President of PNA.

One CLE credit is available for attorneys.

More information is available at PNA’s website. Please join us if you can!

OOR Budget Proposal for FY 2016-17

Earlier this week, Governor Tom Wolf unveiled his budget proposal for Fiscal Year 2016-17. For the Office of Open Records, his proposal includes $2.916 million.

That level of funding will allow the OOR to carry out all of its statutorily mandated duties in an effective and efficient manner, including an increase in training courses across the state, a significant expansion of our successful mediation program, additional hearings in complicated cases, and new outreach efforts such as creating online training resources.

I look forward to testifying before the House Appropriations Committee on Monday, February 22, regarding this proposal. (I’ll also post my testimony to this blog.)

A Few Words About OOR Hearings

On Monday, the Office of Open Records held a hearing in Pittsburgh on a case that involves video footage recorded by a camera in a holding cell at a local police department.

The RTKL authorizes the OOR’s Appeals Officers to “if necessary, hold hearings on a regional basis” (Section 1310(a)(5)). Although the OOR has historically held relatively few such hearings (and this was the first to be held outside of Harrisburg), I believe hearings will need to be more common in the months and years ahead.

As case law involving the Right-to-Know Law continues to develop, both through the OOR’s Final Determinations and court decisions, hearings provide a real opportunity to dig into the facts of cases that are more nuanced and complicated.

January 2016 – 122 Appeals Filed

A total of 122 appeals were filed in January. That’s far below the 239 filed in December (which set a record for December) or the 353 filed in October (our all-time single month record) — but it’s right in line with the average number of appeals filed in January. (From 2009 through 2015, an average of 124.6 appeals were filed in January.)

It’s far too early to know what the year ahead holds, of course, but January tends to be a low-volume month. From 2009 to 2015, fewer appeals were filed in January than any other month. (February was only slightly higher; the numbers go up significantly in March through December.)

It’s hard to say why this is, but my working theory is that it relates to the holiday season — if fewer requests are filed in late November through early January, it would make logical sense that the OOR would receive fewer appeals in January and February.

OOR’s In Camera Power Upheld

In Township of Worcester v. Office of Open Records and James Mollick, the Commonwealth Court has reaffirmed that the OOR’s Appeals Officers — the attorneys who review appeals under the Right-to-Know Law and issue Final Determinations — have the authority to order in camera review of records and to require the creation of a privilege log.

(In camera is a Latin term which means “in chambers.” In other words, when the OOR orders in camera review of records, the records themselves are provided for the OOR’s private review to help ensure a complete and accurate Final Determination.)

In this case, the OOR had directed the Township of Worcester to produce, for in camera inspection, copies of records the Township withheld in response to Mollick’s Right-to-Know request, along with an in camera inspection index. The Montgomery County Court of Common Pleas reversed the OOR order, but last week’s Commonwealth Court ruling overturns the lower court decision and reinstates the OOR order.

The Commonwealth Court, in an opinion authored by Judge Robert Simpson, held that:

“One of an appeals officer’s duties under Chapter 11 of the RTKL is to develop an adequate factual record on appeal. … An appeals officer functions as the initial fact-finder, and acts in a quasi-judicial capacity pursuant to Section 1102 of the RTKL. … In these circumstances, it is incumbent upon an appeals officer to create an adequate factual record in order to issue a determination. … Thus, appeals officers are empowered to develop the record to ensure Chapter 13 courts may perform appellate review without the necessity of performing their own fact-finding. … Thus, in camera review is appropriate to assess claims of privilege and predecisional deliberations. Additionally, review of an index or ‘privilege log’ of withheld records may be proper in determining whether records are exempt from disclosure.”

The court also said that it defers to the OOR’s Appeals Officers on this procedural issue “to adequately develop a record beyond the intertwined assertions of fact and law.”

Regarding potential future appeals of in camera orders issued by the OOR, the ruling said this:

“Having now confirmed the law in this area, it is hard to imagine any significant public policy interest supporting judicial review of non-final OOR orders which seek to create an adequate record. In other words, it would be a very rare case which would support interlocutory review of an OOR order similar to the one here.”

The court also reaffirmed the holding that “conclusory affidavits, standing alone, are insufficient to prove records are exempt” from disclosure under the RTKL.

December 2015 – Busiest December Ever

The Office of Open Records saw record-setting levels of appeals filed throughout 2015, and December was no exception. 239 appeals were filed in December — more than were filed in any previous December.

The OOR received a total of 2,926 appeals in 2015. That’s 448 more appeals than were received in 2013, the previous record. Here’s an updated look at how many appeals have been received by the OOR each year:

  • 2015: 2,926
  • 2014: 2,016
  • 2013: 2,478
  • 2012: 2,188
  • 2011: 1,772
  • 2010: 1,228
  • 2009: 1,155

I’ve started working on the OOR’s 2015 Annual Report, which I expect to include a lot more statistics. If there’s anything specific you’d like me to try and include in the annual report, let me know. Post a comment below or on Twitter (@ErikOpenRecords or @OpenRecordsPA), or send an email to openrecords@pa.gov.